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SEC To Open DeFi Platforms to Tokenized Stocks — Here Are 5 Names To Watch
- KRAK.PVT
- RAY-USD
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The SEC is reportedly preparing an innovation exemption that could allow third-party tokenized stocks to trade on DeFi platforms without issuer approval.
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The move could open the door to 24/7 global stock trading, instant settlement, and deeper integration between TradFi and blockchain-based finance.
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As tokenized RWAs continue booming, platforms like Kraken, Securitize, Backed, Raydium, and Dinari are emerging as key players to watch.
The US Securities and Exchange Commission (SEC) may be preparing one of the biggest shifts yet in the relationship between Wall Street and decentralized finance (DeFi).
According to a Bloomberg report, the agency could introduce an “innovation exemption” framework as early as this week.
The exemption would allow tokenized versions of traditional stocks to trade on blockchain-based platforms without needing direct approval from the underlying companies.
If implemented, the proposal would mark a major step toward bringing real-world assets (RWAs) fully on-chain.
What the SEC’s Reported Plan Would Actually Allow
At the center of the proposal are tokenized stocks — blockchain-based tokens tied to the value of publicly traded companies like Apple (AAPL), Nvidia (NVDA), or Tesla (TSLA).
Under the reported framework, third parties could issue these tokens and allow them to trade on DeFi platforms without requiring permission from the companies themselves.
That is a major distinction.
Traditional tokenized securities usually require direct issuer involvement and often come with stricter compliance obligations tied to shareholder rights.
The new exemption appears designed to create a lighter structure focused more on market access and price exposure.
According to the report, the framework would include several key conditions:
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No direct company approval required for token issuance.
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Trading allowed on DeFi platforms and decentralized exchanges.
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Platforms would still need to provide core shareholder-related rights, such as dividends or voting access, to remain compliant.
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Faster approval pathways aimed at encouraging blockchain innovation while maintaining investor protections.
The proposal builds on a broader shift already happening at the SEC under Chair Paul Atkins, whose approach has been viewed as more open toward crypto and tokenization initiatives.
It also follows Nasdaq’s March 2026 approval to support tokenized securities trading involving major US stocks and ETFs, alongside ongoing blockchain pilots tied to the NYSE.
Why Tokenized Stocks Matter
Source: finance.yahoo.com